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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2021-08-24
  • MO RA
    APPROVED
    Since 2021-08-24

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Chesterfield MO 02/2016 01/2017
Mml Investor Services, Llc Chesterfield MO 03/2016 01/2017
Waddell & Reed, Inc. Creve Coeur MO 01/2017 12/2017
Various Insurance Carriers For W&R Insurance Agencies Maplewood MO 01/2017 12/2017
W&S Brokerage Services Cincinnati OH 01/2018 Present
Western & Southern Life Saint Louis MO 01/2018 01/2019
Randstad St. Louis MO 06/2021 Present
Wells Fargo Clearing Services St. Louis MO 08/2021 Present
  • 02/2016 → 01/2017
    Massmutual Life Insurance Company
    Chesterfield, MO
  • 03/2016 → 01/2017
    Mml Investor Services, Llc
    Chesterfield, MO
  • 01/2017 → 12/2017
    Waddell & Reed, Inc.
    Creve Coeur, MO
  • 01/2017 → 12/2017
    Various Insurance Carriers For W&R Insurance Agencies
    Maplewood, MO
  • 01/2018 → Present
    W&S Brokerage Services
    Cincinnati, OH
  • 01/2018 → 01/2019
    Western & Southern Life
    Saint Louis, MO
  • 06/2021 → Present
    Randstad
    St. Louis, MO
  • 08/2021 → Present
    Wells Fargo Clearing Services
    St. Louis, MO
Previous Registrations
  • 2019-02-23 → 2019-09-03
    Maplewood, MO
  • 2017-06-21 → 2017-12-18
    Waddell & Reed
    Edmond, OK
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-06-21
S63 Uniform Securities Agent State Law Examination 2014-10-25
  • S65 Uniform Investment Adviser Law Examination
    2017-06-21
  • S63 Uniform Securities Agent State Law Examination
    2014-10-25
Other Names
  • Feliz Regino Tovar
  • Feliz R Tovar
  • Feliz R Tovar

View on SEC IAPD

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