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Dylan Thomas Baker

Raymond James Financial Services Advisors, Inc

Nashua, NH

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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2019-06-24
MA RA APPROVED 2019-06-21
  • NH RA
    APPROVED
    Since 2019-06-24
  • MA RA
    APPROVED
    Since 2019-06-21

Branch Locations

20 Trafalgar Square Suite 430, Nashua, NH 03063 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Personal And Workplace Advisors Boston MA 07/2018 01/2019
Veritude Shrewsbury MA 01/2019 04/2019
Fidelity Investments Shrewsbury MA 11/2014 01/2019
Raymond James Financial Services, Inc. Nashua NH 06/2019 Present
Raymond James Financial Services Advisors, Inc. Nashua NH 06/2019 Present
  • 07/2018 → 01/2019
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 01/2019 → 04/2019
    Veritude
    Shrewsbury, MA
  • 11/2014 → 01/2019
    Fidelity Investments
    Shrewsbury, MA
  • 06/2019 → Present
    Raymond James Financial Services, Inc.
    Nashua, NH
  • 06/2019 → Present
    Raymond James Financial Services Advisors, Inc.
    Nashua, NH
Previous Registrations
  • 2018-07-13 → 2019-01-25
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2015-10-29 → 2018-07-13
    Strategic Advisers Llc
    Shrewsbury, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-28
S63 Uniform Securities Agent State Law Examination 2014-01-10
  • S66 Uniform Combined State Law Examination
    2015-10-28
  • S63 Uniform Securities Agent State Law Examination
    2014-01-10

View on SEC IAPD

Other Firms

INDEPENDENCE FINANCIAL ADVISORS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
WORLD INVESTMENT ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
INDEPENDENT ADVISOR ALLIANCE, LLC
EDWARD JONES
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
CITIZENS SECURITIES, INC.

Other Investors

MARK PAIGE PERKINS
Ian Garry Clarke-Pounder
FREDERICK ACKLEY BOUCHER
Corey Patrick Burgess
Jakob Roy Zylak
MELANIE LYNN LAVIGNE
MICHAEL GEORGE CERATO
JAMES DONALD ABAGIS

Other Offices

INDEPENDENCE FINANCIAL ADVISORS, LLC · Nashua, NH
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · NASHUA, NH
AMERIPRISE FINANCIAL SERVICES, LLC · NASHUA, NH
WORLD INVESTMENT ADVISORS, LLC · Nashua, NH
WORLD INVESTMENT ADVISORS, LLC · Nashua, NH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHUA, NH
INDEPENDENT ADVISOR ALLIANCE, LLC · Nashua, NH
EDWARD JONES · NASHUA, NH

More in Nashua, NH

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