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Current Employers
Thrivent Advisor Network, Llc

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2020-08-24
  • MN RA
    APPROVED
    Since 2020-08-24

Branch Locations

600 Portland Avenue South, Minneapolis, MN 55415 • United States

10900 Wayzata Blvd Suite 220, Minnetonka, MN 55305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
James Elvestrom Minnetonka MN 11/2014 08/2020
Thrivent Investment Management Inc Minnetonka MN 11/2014 08/2020
Thrivent Advisor Network, Llc Dba Crossroads Financial Group Minnetonka MN 08/2020 Present
Purshe Kaplan Sterling Investments, Inc. Albany NY 08/2020 09/2024
Thrivent Investment Management Inc. Minnetonka MN 09/2024 Present
  • 11/2014 → 08/2020
    James Elvestrom
    Minnetonka, MN
  • 11/2014 → 08/2020
    Minnetonka, MN
  • 08/2020 → Present
    Thrivent Advisor Network, Llc Dba Crossroads Financial Group
    Minnetonka, MN
  • 08/2020 → 09/2024
    Purshe Kaplan Sterling Investments, Inc.
    Albany, NY
  • 09/2024 → Present
    Minnetonka, MN
Previous Registrations
Other Businesses

THRIVENT ADVISOR NETWORK, LLC DBA CROSSROADS FINANCIAL GROUP POSITION: Director of Operations NATURE: Affiliated RIA firm INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 08/20/2020 ADDRESS: 10900 Wayzata Blvd., Ste 220, Minnetonka MN 55305, United States DESCRIPTION: Support the advisors in providing investment advisory services to clients. Oversee the activity of the operations staff.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-27
  • S66 Uniform Combined State Law Examination
    2013-11-27
Other Names
  • Joanna Mastley
  • Joanna Marie Mastley

View on SEC IAPD

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