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Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-05-20
IA RA APPROVED 2018-09-11
  • TX RA
    APPROVED_RES
    Since 2019-05-20
  • IA RA
    APPROVED
    Since 2018-09-11

Branch Locations

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

1805 Boyson Rd., Hiawatha, IA 52233 • United States

One North Brentwood Blvd. Suite 850, St. Louis, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Cedar Rapids IA 07/2013 11/2016
Wells Fargo Clearing Services, Llc Cedar Rapids IA 11/2016 08/2018
Benjamin F. Edwards & Co. Hiawatha IA 08/2018 Present
  • 07/2013 → 11/2016
    Wells Fargo Advisors, Llc
    Cedar Rapids, IA
  • 11/2016 → 08/2018
    Cedar Rapids, IA
  • 08/2018 → Present
    Benjamin F. Edwards & Co.
    Hiawatha, IA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-04
  • S66 Uniform Combined State Law Examination
    2013-10-04

View on SEC IAPD

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