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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-08-19
SD RA APPROVED 2016-08-09
  • TX RA
    APPROVED_RES
    Since 2016-08-19
  • SD RA
    APPROVED
    Since 2016-08-09

Branch Locations

300 Cherapa Pl, Sioux Falls, SD 57103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Sioux Falls SD 08/2016 Present
Raymond James Financial Services Advisors Inc. Sioux Falls SD 08/2016 Present
Cortrust Sioux Falls SD 09/2017 Present
Previous Registrations
  • 2013-12-02 → 2016-07-28
    Sioux Falls, SD
    Sioux Falls, SD
    St Louis, MO
    Sioux Falls, SD
Other Businesses

(1)Name of Business: CorTrust Address: 300 Cherapa Pl Ste 101, Sioux Falls, SD, 57103, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 09/25/2017 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41-80 Description of duties: Help Clients with retirement and investments. (2)Name of Business: CorTrust Wealth Management Address: 300 Cherapa Pl Ste 101, Sioux Falls, SD, 57103, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/16/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-04
  • S66 Uniform Combined State Law Examination
    2013-10-04
Other Names
  • Chris Bruns
  • Christopher Bruns

View on SEC IAPD

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