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125 E John Carpenter Frwy Suite 1300, Irving, TX 75062 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2021-03-16 |
| TX | RA | APPROVED_RES | 2021-03-16 |
| PA | RA | APPROVED | 2015-10-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Girard Securities | Carnegie | PA | 10/2015 | 11/2017 |
| United Capital Financial Advisers, Llc | Newport Beach | CA | 10/2015 | Present |
| Cetera Advisor Networks Llc | El Segundo | CA | 11/2017 | 09/2020 |
| Lion Street Financial | Carnegie | PA | 02/2024 | 11/2025 |
| Goldman Sachs & Co, Llc | Carnegie | PA | 09/2020 | 11/2023 |
| Mercer Allied Company, Lp | Carnegie | PA | 09/2022 | 11/2023 |
| Integrity Alliance, Llc. | Carnegie | PA | 11/2025 | Present |
1. UNITED CAPITAL RISK MANAGEMENT, LLC POSITION: Insurance Agent NATURE: Insurance agency used for processing fixed insurance and annuity business. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2015 ADDRESS: 912 Washington Avenue, Carnegie PA 15106, United States DESCRIPTION: Acting as an insurance agent and submitting business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-14 |
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