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Inactive

Ross Alexander Patterson

Sterling Investment Management, LLC

Tucson, AZ

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Current Employers
Sterling Investment Management, Llc

6262 North Swan Rd. Suite 210, Tucson, AZ 85718 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-05-16
CO RA APPROVED 2024-05-16
OK RA APPROVED 2024-05-16
AZ RA APPROVED 2021-08-09
  • CA RA
    APPROVED
    Since 2024-05-16
  • CO RA
    APPROVED
    Since 2024-05-16
  • OK RA
    APPROVED
    Since 2024-05-16
  • AZ RA
    APPROVED
    Since 2021-08-09

Branch Locations

6262 North Swan Rd. Suite 210, Tucson, AZ 85718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Tucson AZ 10/2015 03/2021
Sterling Investment Management, Llc Tucson AZ 03/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-28
  • S66 Uniform Combined State Law Examination
    2017-07-28
Designations

View on SEC IAPD

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