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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-07-06 |
| AR | RA | APPROVED | 2026-06-09 |
| LA | RA | APPROVED | 2025-09-11 |
| RI | RA | APPROVED | 2025-07-17 |
| GA | RA | APPROVED | 2025-05-27 |
| OH | RA | APPROVED | 2025-04-25 |
| AL | RA | APPROVED | 2025-02-06 |
| SC | RA | APPROVED | 2024-05-13 |
| MO | RA | APPROVED | 2023-11-09 |
| DC | RA | APPROVED | 2023-08-07 |
| IL | RA | APPROVED | 2023-06-02 |
| WI | RA | APPROVED | 2023-05-22 |
| OR | RA | APPROVED | 2023-02-15 |
| NC | RA | APPROVED | 2022-07-29 |
| MI | RA | APPROVED | 2022-03-23 |
| IN | RA | APPROVED | 2022-01-21 |
| VT | RA | APPROVED | 2022-01-14 |
| VA | RA | APPROVED | 2022-01-10 |
| KS | RA | APPROVED | 2021-07-26 |
| OK | RA | APPROVED | 2021-07-22 |
| MA | RA | APPROVED | 2021-04-22 |
| NY | RA | APPROVED | 2021-04-16 |
| MD | RA | APPROVED | 2020-04-30 |
| WY | RA | APPROVED | 2019-08-07 |
| PA | RA | APPROVED | 2019-03-05 |
| FL | RA | APPROVED | 2018-11-13 |
| CT | RA | APPROVED | 2018-10-09 |
| HI | RA | APPROVED | 2018-10-09 |
| MT | RA | APPROVED | 2018-09-14 |
| WA | RA | APPROVED | 2018-09-07 |
| AZ | RA | APPROVED | 2018-06-12 |
| NJ | RA | APPROVED | 2017-11-08 |
| CA | RA | APPROVED | 2017-11-07 |
| TX | RA | APPROVED | 2015-04-20 |
| CO | RA | APPROVED | 2014-05-06 |
Branch Locations
6000 Western Place Suite 120, Fort Worth, TX 76107 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Ins | New York | NY | 09/2013 | 08/2020 |
| Park Avenue Securities | New York | NY | 02/2014 | 08/2020 |
| Guardian Life Insurance Company | Fort Worth | TX | 08/2020 | Present |
| Park Avenue Securitries | Fort Worth | TX | 08/2020 | Present |
1) Bransgrove Brothers LLC-Negotiate contracts, plan business strategies, manage accounting records, and oversee tax filings. Start: 03/01/2013 Address: 937 W Redbud Dr, Hurst, TX 76053 5 total hours per month, 3 during securities trading hours Investment related Less than 10% annual compensation 2) Soliciting non-Guardian insurance-Solicit Non-Guardian Insurance products, such as Life, Disability, Long Term Care, and Group Health and Annuities. Start: 08/13/2013 Address: 3100 W 7th St Suite 350 Fort Worth, Texas 76107 5 total hours per month, 5 during securities trading hours Investment related More than 10% annual compensation
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-16 |
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