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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-07-02 |
| TX | RA | APPROVED | 2026-07-02 |
Branch Locations
14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usaa Financial Advisors Inc | Phoenix | AZ | 02/2016 | 12/2021 |
| Usaa Financial Planning Services | Phoenix | AZ | 02/2016 | 12/2021 |
| Usaa Investment Management Company | Phoenix | AZ | 01/2018 | 12/2021 |
| Smitten Schnauzers, Llc | Phoenix | AZ | 10/2019 | Present |
| Morgan Stanley | Gilbert | AZ | 07/2024 | 01/2026 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 06/2026 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 06/2026 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 06/2026 | Present |
| Self Employed | Phoenix | AZ | 05/2026 | Present |
| Accor Group | Scottsdale | AZ | 07/2022 | 10/2023 |
| Grand Canyon University | Phoenix | AZ | 09/2020 | 02/2022 |
NAME OF BUSINESS: SMITTEN SCHNAUZERS, LLC NON-INVESTMENT-RELATED ADDRESS: PHOENIX, AZ NATURE OF BUSINESS: DOG BREEDING & TRAINING POSITION: OWNER START DATE: 10/2019 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN ONLY NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: PHOENIX, AZ NATURE OF BUSINESS: TRANSPORTATION POSITION: CONTRACTED WITH UBER START DATE: 05/2026 APPROXIMATE HOURS/MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TRANSPORTATION
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-26 |
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