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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2025-07-28 |
| TX | RA | APPROVED | 2025-07-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bell Bank | Fargo | ND | 10/2005 | 07/2025 |
| Lpl Financial | Fargo | ND | 02/2017 | 07/2025 |
| Raymond James Financial Services, Inc. | Fargo | ND | 07/2025 | Present |
| Raymond James Financial Services Advisors, Inc. | Fargo | ND | 07/2025 | Present |
M(1)Name of Business: Midwest Wealth Address: 4266 32nd Ave S Ste H, Fargo, ND, 58104, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 07/24/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: RJFA under support company (2)Name of Business: Wood Wealth Management Address: 4266 32nd Ave S Ste H, Fargo, ND, 58104, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 07/24/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: RJFA under support company
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-04-01 |
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