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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-27 |
| TN | RA | APPROVED | 2024-02-05 |
| AL | RA | APPROVED | 2017-12-12 |
Branch Locations
3595 Grandview Parkway Suite 475, Birmingham, AL 35243 • United States
4100 Market St Sw Suite 100, Huntsville, AL 35244 • United States
12 Cadillac Drive Suite 450, Brentwood, TN 37027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Tuscaloosa | AL | 04/2016 | 11/2017 |
| Transamerica Agency Network | Birmingham | AL | 01/2016 | 12/2016 |
| United Financial Services Inc. | Baltimore | MD | 01/2016 | 12/2016 |
| Financial Engines Advisors L.L.C. | Birmingham | AL | 11/2017 | 06/2019 |
| Financial Engines Advisors L.L.C. | Sunnyvale | CA | 06/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-05 |
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