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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-27
TN RA APPROVED 2024-02-05
AL RA APPROVED 2017-12-12
  • TX RA
    APPROVED_RES
    Since 2024-06-27
  • TN RA
    APPROVED
    Since 2024-02-05
  • AL RA
    APPROVED
    Since 2017-12-12

Branch Locations

3595 Grandview Parkway Suite 475, Birmingham, AL 35243 • United States

4100 Market St Sw Suite 100, Huntsville, AL 35244 • United States

12 Cadillac Drive Suite 450, Brentwood, TN 37027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Tuscaloosa AL 04/2016 11/2017
Transamerica Agency Network Birmingham AL 01/2016 12/2016
United Financial Services Inc. Baltimore MD 01/2016 12/2016
Financial Engines Advisors L.L.C. Birmingham AL 11/2017 06/2019
Financial Engines Advisors L.L.C. Sunnyvale CA 06/2019 Present
  • 04/2016 → 11/2017
    Transamerica Financial Advisors, Inc
    Tuscaloosa, AL
  • 01/2016 → 12/2016
    Transamerica Agency Network
    Birmingham, AL
  • 01/2016 → 12/2016
    United Financial Services Inc.
    Baltimore, MD
  • 11/2017 → 06/2019
    Financial Engines Advisors L.L.C.
    Birmingham, AL
  • 06/2019 → Present
    Financial Engines Advisors L.L.C.
    Sunnyvale, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-05
  • S66 Uniform Combined State Law Examination
    2015-06-05

View on SEC IAPD

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