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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-01 |
| FL | RA | APPROVED | 2017-12-14 |
Branch Locations
5216 Summerlin Commons Blvd, Fort Myers, FL 33907 • United States
Fort Myers, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2015 | 09/2016 |
| Northwestern Mutual Investment Services Llc | Mechanicsburg | PA | 07/2015 | 09/2016 |
| Kovack Securities, Inc. | Fort Lauderdale | FL | 09/2016 | 09/2017 |
| Sophia's At Walden | Mechanicsburg | PA | 10/2016 | 10/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2017 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2017 | Present |
1) CHELSEA L SCOMAK, 9990 COCONUT ROAD BONITA SPRINGS, 11/2016, INDEPENDENT INSURANCE AGENT, FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 40 HR/MO 1 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, AS ADVISORY REP OF A RIA. INV REL, 20/WK 20/TRADING, 10/2017 3) VIA BRIO LLC, 9990 COCONUT ROAD BONITA SPRINGS FL, 09/12/2023, FOUNDER, DBA, NIR, 15 HR/MO 10 HR/MO TRADING 4) WOMEN IN TECH & ENTREPRENEURSHIP (WTE), 5216 Summerlin Commons Blvd, Fort Myers FL 33907, United States, 12/04/2025, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 3 HR/MO - 1 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 2016-05-02 |
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