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Douglas Arturo Esquer

Ameriprise Financial Services, LLC

Redlands, CA

Phoenix, AZ

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-10-13
CA RA APPROVED 2014-12-04
  • TX RA
    APPROVED_RES
    Since 2017-10-13
  • CA RA
    APPROVED
    Since 2014-12-04

Branch Locations

101 E Redlands Blvd Ste 170 D Post Office Boc 227, Redlands, CA 92373 • United States

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Running Springs CA 07/2013 03/2020
Ameriprise Financial Services, Llc Redlands CA 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-03
  • S66 Uniform Combined State Law Examination
    2014-12-03

View on SEC IAPD

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EAGLE STRATEGIES LLC · Redlands, CA
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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Redlands, CA
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