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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2024-10-17
  • UT RA
    APPROVED
    Since 2024-10-17

Branch Locations

60 E South Temple St, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Financial Sandy UT 08/2016 02/2017
E*Trade Financial Sandy UT 02/2017 05/2017
E*Trade Capital Management Llc Sandy UT 02/2017 05/2017
Decker Retirement Planning Inc. Kirkland WA 05/2017 11/2022
Teton Wealth Group, Llc Murray UT 08/2022 08/2023
Carson Wealth Midvale UT 09/2023 09/2024
Cwm, Llc Dba Carson Wealth Midvale UT 09/2023 08/2024
Signal Wealth, Llc Midvale UT 09/2023 09/2024
Cetera Advisor Networks Llc El Segundo CA 09/2023 09/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Salt Lake City UT 09/2024 Present
Bank Of America, N.A. Salt Lake City UT 11/2024 Present
  • 08/2016 → 02/2017
    E*Trade Financial
    Sandy, UT
  • 02/2017 → 05/2017
    E*Trade Financial
    Sandy, UT
  • 02/2017 → 05/2017
    E*Trade Capital Management Llc
    Sandy, UT
  • 05/2017 → 11/2022
    Kirkland, WA
  • 08/2022 → 08/2023
    Murray, UT
  • 09/2023 → 09/2024
    Carson Wealth
    Midvale, UT
  • 09/2023 → 08/2024
    Cwm, Llc Dba Carson Wealth
    Midvale, UT
  • 09/2023 → 09/2024
    Signal Wealth, Llc
    Midvale, UT
  • 09/2023 → 09/2024
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 09/2024 → Present
    Salt Lake City, UT
  • 11/2024 → Present
    Bank Of America, N.A.
    Salt Lake City, UT
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-12-27
S66 Uniform Combined State Law Examination 2016-09-01
  • S63 Uniform Securities Agent State Law Examination
    2023-12-27
  • S66 Uniform Combined State Law Examination
    2016-09-01
Other Names
  • Bruce Robert Tynan

View on SEC IAPD

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