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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-10-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 08/2025 | Present |
| Msmf Wealth Management | St. Louis | MO | 07/2025 | Present |
| Tortoise Capital | Overland Park | KS | 08/2013 | 12/2024 |
| Unemployed | Waterloo | IL | 12/2024 | 07/2025 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 10/2025 | Present |
1) MSMF WEALTH MANAGEMENT; SAME AS REGISTERED LOCATION; INVESTMENT RELATED; DBA FOR WEALTH MANAGEMENT; FINANCIAL PROFESIONAL; SINCE 07/07/2025 HRS 160/MONTH
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-16 |
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