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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-19
MN RA APPROVED 2021-09-29
  • TX RA
    APPROVED
    Since 2021-10-19
  • MN RA
    APPROVED
    Since 2021-09-29

Branch Locations

400 1St Street South Suite 600, Saint Cloud, MN 56301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc St Cloud MN 07/2013 11/2016
Wells Fargo Clearing Services, Llc St Cloud MN 11/2016 09/2021
Raymond James And Associates, Inc. St Cloud MN 09/2021 Present
  • 07/2013 → 11/2016
    Wells Fargo Advisors Llc
    St Cloud, MN
  • 11/2016 → 09/2021
    St Cloud, MN
  • 09/2021 → Present
    Raymond James And Associates, Inc.
    St Cloud, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-22
S63 Uniform Securities Agent State Law Examination 2013-09-11
  • S66 Uniform Combined State Law Examination
    2016-04-22
  • S63 Uniform Securities Agent State Law Examination
    2013-09-11

View on SEC IAPD

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