Yihe Luo

Current Employers

Employment History

• 09/2015 → 10/2016
  Hsbc Securities (Usa) Inc.
  Philadelphia, PA
• 10/2016 → 04/2017
  Unemployed
  Shanghai
• 04/2017 → 11/2017
  Unifi
  Shanghai
• 11/2017 → 06/2018
  Unemployed
  Shanghai
• 06/2018 → 08/2019
  Chongming Technology
  Shanghai
• 08/2019 → 12/2022
  Nowfi Llc
  Pawtucket, RI
• 04/2022 → 01/2023
  Xnergy Financial< Llc
  Los Angeles, CA
• 01/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Orlando, FL
• 01/2023 → Present
  Bank Of America, N.A.
  Orlando, FL

Previous Registrations

• 2015-09-15 → 2016-10-14
  Hsbc Securities (Usa) Inc.
  Philadelphia, PA
• 2014-08-25 → 2015-08-24
  Santander Securities Llc
  Boston, MA
  Boston, MA
  Wollaston, MA
  Worcester, MA
  Boston, MA
  Framingham, MA
  West Newton, MA
  Norfolk, MA
  Braintree, MA
  Randolph, MA

Other Businesses

I*1405308 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Cambridge, Massachusetts, 02140, United States Nature of business: Position, title, association: Sole owner, Start date of relationship: 7/25/2023 Number of hours devoted: 2 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , I*4945268, Entity Type: Entity For Profit, Name of OBA: Pickleball, Address: Orlando, Florida, 32835, Investment Related: N, Position, Title, Association: ["Other"], Employee Start Date: 08/01/2026, No Hours: 4 Monthly, No Hours during Trading: 0 Monthly, Duties: coaching and organizing, Pickleball coaching and organized play to meet more people

Exams

• S66 Uniform Combined State Law Examination
  2022-01-06
• S65 Uniform Investment Adviser Law Examination
  2014-08-23
• S63 Uniform Securities Agent State Law Examination
  2013-08-31