Best Investors Account Sign in
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-01-06
IN RA APPROVED 2014-01-10
  • TX RA
    APPROVED
    Since 2015-01-06
  • IN RA
    APPROVED
    Since 2014-01-10

Branch Locations

10550 Broadway, Crown Point, IN 46307 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus Crown Point IN 08/2013 Present
  • 08/2013 → Present
    Stifel Nicolaus
    Crown Point, IN
Other Businesses

1. MFOC, LLC; 371 Wilshire Court Valparaiso IN 46385; rental property; Owner; collecting rental income; 10/10/2024; 12 hrs/year; Not during securities trading hours; Investment-Related 2. Non Family Custodian

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-17
  • S66 Uniform Combined State Law Examination
    2013-10-17
Other Names
  • Cory Lazart

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Crown Point, IN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor