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Vanessa Julia Therese Poppie

Rbc Capital Markets, LLC

Palos Heights, IL

Chicago, IL

CRD 6229242

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2016-11-01
TX RA APPROVED 2016-11-01
  • IL RA
    APPROVED
    Since 2016-11-01
  • TX RA
    APPROVED
    Since 2016-11-01

Branch Locations

7420 West College Drive Suite 200, Palos Heights, IL 60463 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chisox Bar & Grill(Gibsons Restaurant Group/Bacardi At The Park) Chicago IL 04/2011 05/2017
Wells Fargo Advisors, Llc Palos Heights IL 07/2015 11/2016
Rbc Capital Markets, Llc Palos Heights IL 11/2016 Present
City National Bank Palos Heights IL 07/2020 01/2025
  • 04/2011 → 05/2017
    Chisox Bar & Grill(Gibsons Restaurant Group/Bacardi At The Park)
    Chicago, IL
  • 07/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Palos Heights, IL
  • 11/2016 → Present
    Palos Heights, IL
  • 07/2020 → 01/2025
    City National Bank
    Palos Heights, IL
Previous Registrations
Other Businesses

1) RENTAL PROPERTY; ADDRESS: PERSONAL ADDRESS; BUSINESS DESCRIPTION: CONDO RENTAL; NOT INVESTMENT RELATED; START DATE: 05/22/2017; CAPACITY: OWNER-ACTIVE; DUTIES: PROPERTY MANAGEMENT; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE; 2) NAME OF ENTITY: Palos Heights rental property ADDRESS: 11907 S 75th Ave, Palos Heights IL 60463 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Palos Heights rental property CAPACITY: Owner - Owner - Passive START DATE 04/15/2023 DUTIES: Manage property and professionals who service it (landscaper, garbage company, etc.). HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (3) NAME OF ENTITY: Dreddem13 LLC ADDRESS: 446 W 37th Place CHICAGO Illinois 60609 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Apr 30, 2026 CAPACITY: Owner, Sole Proprietor DUTIES: Moved my two rental properties into an LLC. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-13
S63 Uniform Securities Agent State Law Examination 2013-10-11
  • S66 Uniform Combined State Law Examination
    2015-11-13
  • S63 Uniform Securities Agent State Law Examination
    2013-10-11
Other Names
  • Vanessa J Poppie
  • Vanessa Poppie
  • V Poppie

View on SEC IAPD

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