Eric James Schwartz

Employer firm

Klaas Financial Asset Advisors, LLC. CRD 121399

$758M regulatory AUM 116 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 02/2017
  Wea Financial Advisers, Inc.
  Madison, WI
• 05/2013 → 02/2017
  Wea Investment Services, Inc.
  Madison, WI
• 02/2017 → 11/2020
  Advice And Planning Services
  Middleton, WI
• 02/2017 → 11/2020
  Tiaa-Cref Individual & Institutional Services, Llc
  Middleton, WI
• 07/2014 → 12/2016
  Wea Member Benefits
  Madison, WI
• 01/2017 → 02/2017
  Wea Member Benefits
  Madison, WI
• 11/2020 → Present
  Klaas Financial Asset Advisors, Llc
  Fitchburg, WI

Previous Registrations

• 2017-03-08 → 2020-11-13
  Tiaa-Cref Individual & Institutional Services, Llc
  Madison, WI
• 2014-11-13 → 2017-02-23
  Wea Financial Advisors, Inc.
  Madison, WI

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-09-25
• S63 Uniform Securities Agent State Law Examination
  2013-08-19

Designations

• Certified Financial Planner