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Eric James Schwartz

Klaas Financial Asset Advisors, LLC.

Loves Park, IL

Fitchburg, WI

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Current Employers
Klaas Financial Asset Advisors, Llc.

4707 Perry Ridge Lane, Loves Park, IL 61111 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-12-07
WI RA APPROVED 2020-12-07
  • IL RA
    APPROVED
    Since 2020-12-07
  • WI RA
    APPROVED
    Since 2020-12-07

Branch Locations

4707 Perry Ridge Lane, Loves Park, IL 61111 • United States

5951 Mckee Rd Ste 200, Fitchburg, WI 53719 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wea Financial Advisers, Inc. Madison WI 09/2014 02/2017
Wea Investment Services, Inc. Madison WI 05/2013 02/2017
Advice And Planning Services Middleton WI 02/2017 11/2020
Tiaa-Cref Individual & Institutional Services, Llc Middleton WI 02/2017 11/2020
Wea Member Benefits Madison WI 07/2014 12/2016
Wea Member Benefits Madison WI 01/2017 02/2017
Klaas Financial Asset Advisors, Llc Fitchburg WI 11/2020 Present
  • 09/2014 → 02/2017
    Wea Financial Advisers, Inc.
    Madison, WI
  • 05/2013 → 02/2017
    Wea Investment Services, Inc.
    Madison, WI
  • 02/2017 → 11/2020
    Advice And Planning Services
    Middleton, WI
  • 02/2017 → 11/2020
    Tiaa-Cref Individual & Institutional Services, Llc
    Middleton, WI
  • 07/2014 → 12/2016
    Wea Member Benefits
    Madison, WI
  • 01/2017 → 02/2017
    Wea Member Benefits
    Madison, WI
  • 11/2020 → Present
    Klaas Financial Asset Advisors, Llc
    Fitchburg, WI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-09-25
S63 Uniform Securities Agent State Law Examination 2013-08-19
  • S65 Uniform Investment Adviser Law Examination
    2014-09-25
  • S63 Uniform Securities Agent State Law Examination
    2013-08-19
Designations

View on SEC IAPD

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