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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2014-05-21
PA RA APPROVED 2014-05-21
  • NJ RA
    APPROVED
    Since 2014-05-21
  • PA RA
    APPROVED
    Since 2014-05-21

Branch Locations

4259 W Swamp Rd Ste 102, Doylestown, PA 18902 • United States

100 N 18Th St 22Nd Fl [L2-Rbo], Philadelphia, PA 19103 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
East Coast Event Group Philadelphia PA 08/2005 Present
Wells Fargo Advisors, Llc Perkasie PA 05/2014 11/2016
Wells Fargo Bank, Na Perkasie PA 05/2014 Present
Wells Fargo Clearing Services, Llc Perkasie PA 11/2016 Present
  • 08/2005 → Present
    East Coast Event Group
    Philadelphia, PA
  • 05/2014 → 11/2016
    Wells Fargo Advisors, Llc
    Perkasie, PA
  • 05/2014 → Present
    Wells Fargo Bank, Na
    Perkasie, PA
  • 11/2016 → Present
    Perkasie, PA
Previous Registrations
Other Businesses

EAST COAST EVENT GROUP; NOT INVESTMENT RELATED; PHILADELPHIA, PA 19111; ENTERTAINMENT COMPANY; DISC JOCKEY START DATE: 08/2005; 20 HOURS PER MONTH 0 HOURS DEVOTED TO OTHER BUSINESS DURING TRADING HOURS; MY DUTIES ARE TO PROVIDE DISC JOCKEY SERVICES AT WEDDINGS, PRIVATE PARTIES, ETC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-04
  • S66 Uniform Combined State Law Examination
    2013-10-04

View on SEC IAPD

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