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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-29
PA RA APPROVED 2006-03-30
  • TX RA
    APPROVED_RES
    Since 2026-01-29
  • PA RA
    APPROVED
    Since 2006-03-30

Branch Locations

106 East Court Street, Doylestown, PA 18901-4321 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Philadelphia PA 05/2002 12/2021
Janney Montgomery Scott Llc Doylestown PA 12/2021 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-07
  • S66 Uniform Combined State Law Examination
    2002-08-07

View on SEC IAPD

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