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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-11-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deutsche Bank Securities Inc. | New York | NY | 04/2023 | 07/2025 |
| Cdp North America | New York | NY | 04/2021 | 03/2023 |
| Jsa Sustainable Wealth Management | Rhinebeck | NY | 02/2020 | 04/2021 |
| Cdp North America | New York | NY | 04/2019 | 02/2020 |
| Growing Up Green Middle School | New York | NY | 08/2017 | 04/2019 |
| Burlington School District, Jj Flynn Elementary School | Burlington | VT | 08/2014 | 07/2017 |
| Lpl Financial Llc | Doylestown | PA | 08/2025 | Present |
1)09/23/2025 - Wealth Advisory Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 2023-12-18 |
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