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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-04-03
TX RA APPROVED 2023-04-03
  • CA RA
    APPROVED
    Since 2023-04-03
  • TX RA
    APPROVED
    Since 2023-04-03

Branch Locations

1344 N. Tustin Street, Orange, CA 92867 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Garden Grove CA 05/2015 09/2018
Jpmorgan Chase Bank, N.A. Garden Grove CA 05/2015 09/2018
Relampago Del Cielo Santa Ana CA 09/2012 01/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport Beach CA 06/2019 03/2023
Bank Of America N.A. Newport Beach CA 06/2019 03/2023
Unemployed Santa Ana CA 02/2019 05/2019
J.P. Morgan Securities Llc Orange CA 04/2023 Present
Jpmorgan Chase Bank, N.A. Orange CA 04/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-02
S63 Uniform Securities Agent State Law Examination 2013-11-19
  • S66 Uniform Combined State Law Examination
    2020-09-02
  • S63 Uniform Securities Agent State Law Examination
    2013-11-19

View on SEC IAPD

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