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Mark Andrew Ruzicka

Righteous Financial, LLC

Austin, TX

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Current Employers
Righteous Financial, Llc

900 E 51St St Ste 111, Austin, TX 78751-2240 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-09
  • TX RA
    APPROVED
    Since 2021-11-09

Branch Locations

900 E 51St St Ste 111, Austin, TX 78751-2240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Modern Woodmen Of America Rock Island IL 07/2011 09/2016
Majors & Mondragon, Llc Austin TX 11/2016 12/2018
Centric Advisors, Llc (Formerly Majors & Mondragon, Llc) Austin TX 01/2018 05/2021
Righteous Advising Llc Cedar Park TX 06/2021 Present
  • 07/2011 → 09/2016
    Modern Woodmen Of America
    Rock Island, IL
  • 11/2016 → 12/2018
    Majors & Mondragon, Llc
    Austin, TX
  • 01/2018 → 05/2021
    Centric Advisors, Llc (Formerly Majors & Mondragon, Llc)
    Austin, TX
  • 06/2021 → Present
    Righteous Advising Llc
    Cedar Park, TX
Previous Registrations
Other Businesses

Mark Ruzicka is a licensed insurance agent. Investment related Yes, start date 2011, time spent approx. 20-30 hours per month. From time to time, he will offer clients advice or products from this activity. Clients should be aware that these services pay a commission and involve a possible conflict of interest, as commissionable products can conflict with the fiduciary duties of a registered investment adviser. The Investment Adviser always acts in the best interest of the client; including in the sale of commissionable products to advisory clients. Clients are in no way required to implement the plan through any representative of the Investment Adviser in their capacity as a licensed insurance agent.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-09-05
S63 Uniform Securities Agent State Law Examination 2013-11-23
  • S65 Uniform Investment Adviser Law Examination
    2017-09-05
  • S63 Uniform Securities Agent State Law Examination
    2013-11-23

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