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Righteous Financial, LLC CRD 315575
$4.54M regulatory AUM 1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
900 E 51St St Ste 111, Austin, TX 78751-2240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-11-09 |
Branch Locations
900 E 51St St Ste 111, Austin, TX 78751-2240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Modern Woodmen Of America | Rock Island | IL | 07/2011 | 09/2016 |
| Majors & Mondragon, Llc | Austin | TX | 11/2016 | 12/2018 |
| Centric Advisors, Llc (Formerly Majors & Mondragon, Llc) | Austin | TX | 01/2018 | 05/2021 |
| Righteous Advising Llc | Cedar Park | TX | 06/2021 | Present |
Mark Ruzicka is a licensed insurance agent. Investment related Yes, start date 2011, time spent approx. 20-30 hours per month. From time to time, he will offer clients advice or products from this activity. Clients should be aware that these services pay a commission and involve a possible conflict of interest, as commissionable products can conflict with the fiduciary duties of a registered investment adviser. The Investment Adviser always acts in the best interest of the client; including in the sale of commissionable products to advisory clients. Clients are in no way required to implement the plan through any representative of the Investment Adviser in their capacity as a licensed insurance agent.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-23 |
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