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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-07
CA RA APPROVED 2026-04-20
  • TX RA
    APPROVED
    Since 2026-05-07
  • CA RA
    APPROVED
    Since 2026-04-20

Branch Locations

19900 Beach Blvd, Huntington Beach, CA 92648 • United States

19240 Goldenwest St, Huntington Beach, CA 92648 • United States

5430 E 2Nd Street, Long Beach, CA 90803 • United States

20052 Brookhurst St, Huntington Beach, CA 92646 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Yorba Linda CA 04/2015 08/2017
Jpmorgan Chase Bank Yorba Linda CA 04/2015 08/2017
U.S. Bank Newport Beach CA 02/2019 05/2026
U.S. Bancorp Investments, Inc. Newport Beach CA 02/2019 02/2026
Bank Of America Merchant Services Irvine CA 07/2018 01/2019
Unemployed Huntington Beach CA 08/2017 07/2018
U.S. Bancorp Advisors, Llc Huntington Beach CA 02/2026 Present
  • 04/2015 → 08/2017
    Jpmorgan Securities Llc
    Yorba Linda, CA
  • 04/2015 → 08/2017
    Jpmorgan Chase Bank
    Yorba Linda, CA
  • 02/2019 → 05/2026
    U.S. Bank
    Newport Beach, CA
  • 02/2019 → 02/2026
    U.S. Bancorp Investments, Inc.
    Newport Beach, CA
  • 07/2018 → 01/2019
    Bank Of America Merchant Services
    Irvine, CA
  • 08/2017 → 07/2018
    Unemployed
    Huntington Beach, CA
  • 02/2026 → Present
    Huntington Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-20
S63 Uniform Securities Agent State Law Examination 2013-09-05
  • S66 Uniform Combined State Law Examination
    2026-04-20
  • S63 Uniform Securities Agent State Law Examination
    2013-09-05
Other Names
  • Nick Wayne Lyman
  • Nick Lyman
  • Nicholas Lyman

View on SEC IAPD

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