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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2017-08-31
  • KY RA
    APPROVED
    Since 2017-08-31

Branch Locations

12910 Shelbyville Rd., Louisville, KY 40243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Louisville KY 07/2013 Present
Wfgia Louisville KY 06/2013 Present
Supertech, Inc. Buckner KY 06/1996 Present
3Rd District Federation, League Of Ky Sportsmen Buckner KY 04/2016 03/2017
Spainhour Insurance Group, Inc. Buckner KY 07/2015 Present
Netlaw Louisville KY 06/2019 Present
Plan Advisors Propspect KY 06/2019 07/2025
Heartland Institute Of Financial Education Greenwood Village CO 10/2020 Present
Buffalo Health Advisors Nashville TN 05/2021 Present
Senior Market Sales Omaha NE 03/2022 07/2025
Wealthwave Louisville KY 01/2016 Present
Independent Agents Of Ky, Inc. Louisville KY 03/2024 Present
Commonwealth Insurance Service Louisville KY 07/2025 Present
Tnts Insurance Services Greenville SC 07/2025 Present
  • 07/2013 → Present
    Transamerica Financial Advisors, Inc
    Louisville, KY
  • 06/2013 → Present
    Wfgia
    Louisville, KY
  • 06/1996 → Present
    Supertech, Inc.
    Buckner, KY
  • 04/2016 → 03/2017
    3Rd District Federation, League Of Ky Sportsmen
    Buckner, KY
  • 07/2015 → Present
    Spainhour Insurance Group, Inc.
    Buckner, KY
  • 06/2019 → Present
    Netlaw
    Louisville, KY
  • 06/2019 → 07/2025
    Plan Advisors
    Propspect, KY
  • 10/2020 → Present
    Heartland Institute Of Financial Education
    Greenwood Village, CO
  • 05/2021 → Present
    Buffalo Health Advisors
    Nashville, TN
  • 03/2022 → 07/2025
    Senior Market Sales
    Omaha, NE
  • 01/2016 → Present
    Wealthwave
    Louisville, KY
  • 03/2024 → Present
    Independent Agents Of Ky, Inc.
    Louisville, KY
  • 07/2025 → Present
    Commonwealth Insurance Service
    Louisville, KY
  • 07/2025 → Present
    Tnts Insurance Services
    Greenville, SC
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Wealthwave | marketing | investment related | co-brand company through WFGIA | 01/2016 | Louisville, KY Buffalo Health Advisors / 0521-Present/Investment Related: No /624 Grassmere Park Drive, Suite 1, Nashville, TN 37211 / Agent / Medicare & Health Insurance / Hrs Work Monthly: 1 / Sec Trading Hrs: 1 / Book Medicare and Health insurance policies as an agent SUPERTECH, INC./INVESTMENT RELATED - NO/PO BOX 153, BUCKNER, KY 40010 1802 CEDAR POINT ROAD, LAGRANGE, KY 40031 502-727-5671/SUB S COMPANY FOR 1099 PURPOSES. I SELL HEALTH, LIFE, PROPERTY AND CASUALTY FOR VARIOUS CARRIERS SUCH AS ANTHEM, HUMANA, GENWORTH, AND PATRIOT INSURANCE FOR PROPERTY / CASUALTY./PRESIDENT/06.1996/10/10/PRESIDENT#10;#10; NetLaw / 0619-Present/ Investment Related: No /12910 Shelbyville Rd. Louisville, KY 40243 / Representative / Law office / hrs work monthly: 5 / Sec trading hrs: 0 / Solicit Business HEARTLAND INSTITUTE OF FINANCIAL EDUCATION/emp dates: 0820 TO PRESENT/ INVESTMENT RELATED: NO /address: 8301 E. PRENTICE AVE STE 312 GREENWOOD VILLAGE, CO 80111/ position: TEACHER/ nature of business: FINANCIAL EDUCATION/hrs work monthly: 10/Sec trading hrs: 1/ duties: TEACHING CLASS SPAINHOUR INSURANCE GROUP, INC. POSITION: PRESIDENT NATURE: Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2015 ADDRESS: PO Box 153, Buckner KY 40010, United States DESCRIPTION: Insurance Sales of mainly health insurance products. INDEPENDENT AGENTS OF KY, INC. POSITION: Agent NATURE: Property and Casualty Agentcy INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 03/08/2024 ADDRESS: 806 Stone Creek Parkway, Suite 1, Louisville KY 40223, United States DESCRIPTION: Referring agent of property and casualty insurance. COMMONWEALTH INSURANCE SERVICE POSITION: Agent NATURE: Property and Casualty Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 07/31/2025 ADDRESS: 12000 Shelbyville Road, Louisville KY 40243, United States DESCRIPTION: Referring Property and Casualty Insurance. TNTS INSURANCE SERVICES POSITION: Agent NATURE: Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 2 START DATE: 07/31/2025 ADDRESS: 203 Roper Mountain Road, Greenville SC 29615, United States DESCRIPTION: Producing Agent

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-31
S63 Uniform Securities Agent State Law Examination 2014-03-21
  • S65 Uniform Investment Adviser Law Examination
    2017-08-31
  • S63 Uniform Securities Agent State Law Examination
    2014-03-21

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