Best Investors Account Sign in

Joshua Gordon Novess

Vanguard Advisers, Inc.

Malvern, PA

Claim This Profile
Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-04-08
AZ RA APPROVED 2019-09-06
TX RA APPROVED 2019-09-05
  • PA RA
    APPROVED
    Since 2025-04-08
  • AZ RA
    APPROVED
    Since 2019-09-06
  • TX RA
    APPROVED
    Since 2019-09-05

Branch Locations

100 Vangaurd Blvd., Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 02/2019 03/2025
Bmo Harris Bank Scottsdale AZ 05/2015 01/2017
Aerotek Tempe AZ 02/2017 01/2019
The Vanguard Group, Inc. Malvern PA 03/2025 Present
Vanguard Marketing Corporation Malvern PA 03/2025 Present
Vanguard Advisers, Inc. Malvern PA 03/2025 Present
  • 02/2019 → 03/2025
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 05/2015 → 01/2017
    Bmo Harris Bank
    Scottsdale, AZ
  • 02/2017 → 01/2019
    Aerotek
    Tempe, AZ
  • 03/2025 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 03/2025 → Present
    Vanguard Marketing Corporation
    Malvern, PA
  • 03/2025 → Present
    Vanguard Advisers, Inc.
    Malvern, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-20
S63 Uniform Securities Agent State Law Examination 2019-05-06
  • S66 Uniform Combined State Law Examination
    2019-08-20
  • S63 Uniform Securities Agent State Law Examination
    2019-05-06
Other Names
  • Joshua Gordon Novess
  • Joshua Novess

View on SEC IAPD

Other Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
STATE FARM INVESTMENT MANAGEMENT CORP.
MVO PRIVATE WEALTH, LLC
LPL FINANCIAL LLC
TRAYNOR CAPITAL MANAGEMENT
NORTHEAST ADVISERS, INC.
HARVEST FINANCIAL PARTNERS
VANGUARD ALTERNATIVE ASSETS ADVISER, LLC

Other Investors

MARK EDWARD MUELLER
ROBERT STACY FRIED
KELLY K PASTER
David Sung
Matthew Maskarinec
JARED IAN HARK
MICHAEL JOHN JORDAN
SIMON ANTOINE ARRATA

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MALVERN, PA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MALVERN, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Paoli, PA
MVO PRIVATE WEALTH, LLC · MALVERN, PA
LPL FINANCIAL LLC · Malvern, PA
TRAYNOR CAPITAL MANAGEMENT · MALVERN, PA
NORTHEAST ADVISERS, INC. · PAOLI, PA
HARVEST FINANCIAL PARTNERS · PAOLI, PA

More in Malvern, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor