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610 Market Street, Philadelphia, PA 19106 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-11-26 |
| PA | RA | APPROVED | 2023-06-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jackson National Life Distributors Llc | Nashville | TN | 07/2013 | 10/2019 |
| Pacer Financial, Inc. | Malvern | PA | 09/2019 | 02/2023 |
| Delaware Distributors, L.P. | Philadelphia | PA | 02/2023 | Present |
| Macquarie Investment Management Business Trust | Philadelphia | PA | 02/2023 | Present |
| Nomura Capital Management Llc | Philadelphia | PA | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 2013-10-21 |
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