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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-03-19 |
| TX | RA | APPROVED_RES | 2025-03-19 |
| TN | RA | APPROVED | 2024-02-05 |
Branch Locations
2061 Kidd Road, Nolensville, TN 37135 • United States
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ramsey Solutions | Franklin | TN | 02/2014 | 08/2020 |
| Move Home Nashville | Franklin | TN | 09/2020 | 02/2022 |
| Raymond James Financial Services, Inc | Nashville | TN | 02/2022 | 01/2024 |
| Southwestern Investment Group | Franklin | TN | 02/2022 | 11/2022 |
| Sagespring Wealth Partners | Nashville | TN | 02/2022 | 01/2024 |
| Seven Arrows, Llc | Nolensville | TN | 01/2024 | Present |
| Steward Partners Investment Solutions, Llc | Nolensville | TN | 01/2024 | Present |
| Steward Partners Investment Advisory, Llc | Nolensville | TN | 01/2024 | Present |
(1) Name of Business: Samuel Fine Art; City/State: Franklin, TN; Activity Type: Part-Time; Activity/Employment Position/Title: Owner; Investment Related: No; Start Date: 01/01/2022; 10 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours; Description of duties: paint on canvasses and offer for sale via Instagram and a website. (2) Name of Business: Aull Wealth Team Address: 555 Marriott Dr Ste 150, Nashville, TN, 37214-5028, United States Activity Type: Support Company - Non-Owner Position/Title: Independent Contractor Investment Related: Yes; Start Date: 03/21/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 2006-10-06 |
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