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Richard Riley Pratt

Prairie Capital Management Group, LLC

Kansas City, MO

Denver, CO

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Current Employers
Prairie Capital Management Group, Llc

4900 Main Street Suite 700, Kansas City, MO 64112 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-03-30
MO RA APPROVED 2021-04-20
  • CO RA
    APPROVED
    Since 2023-03-30
  • MO RA
    APPROVED
    Since 2021-04-20

Branch Locations

4900 Main Street Suite 700, Kansas City, MO 64112 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Chicago IL 08/2014 06/2017
Morgan Stanley Chicago IL 06/2017 09/2017
Morgan Stanley Chicago IL 09/2017 02/2019
Morgan Stanley Private Bank, National Association New York NY 07/2017 02/2019
Umb Chicago IL 02/2019 03/2021
Prairie Capital Management Group, Llc Kansas City MO 04/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-26
  • S66 Uniform Combined State Law Examination
    2013-09-26
Other Names
  • Riley Pratt

View on SEC IAPD

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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Kansas City, MO
LPL FINANCIAL LLC · Kansas City, MO
U.S. BANCORP ADVISORS, LLC · Kansas City, MO
EDWARD JONES · KANSAS CITY, MO
DOMINION PORTFOLIO MANAGEMENT, INC. · KANSAS CITY, MO
COPPER FINANCIAL · Kansas City, MO
OSAIC WEALTH, INC. · KANSAS CITY, MO
EDWARD JONES · KANSAS CITY, MO

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