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James Fremont Woodcock

D.A. Davidson & Co.

Austin, TX

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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-24
  • TX RA
    APPROVED
    Since 2022-05-24

Branch Locations

3600 N Capital Of Texas Hwy, Bldg B Suite 330, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hilltop Securities Inc. Austin TX 04/2013 Present
Previous Registrations
Other Businesses

1) Rental Property - Family Owned - Owner of the property - compensation, Rental income is @ $2K month - no hours during business or non business hours - start date 04/01/2017 - Palm Beach, FL - no conflicts of interest.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-15
  • S66 Uniform Combined State Law Examination
    2006-06-15
Other Names
  • Jim Woodcock
  • Jimmy Woodcock

View on SEC IAPD

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