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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2019-05-01 |
| TX | RA | APPROVED | 2019-05-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank | Youngstown | OH | 03/2016 | 11/2016 |
| Jpmorgan Securities Llc. | Youngstown | OH | 03/2016 | 11/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Canfield | OH | 01/2017 | 04/2019 |
| Feic Business Equity Solutions | Youngstown | OH | 11/2016 | 01/2017 |
| Stifel Nicolaus & Co Inc | Howland | OH | 04/2019 | Present |
1. LGMC Enterprises LLC; 129 Smithsonian St. Girard, OH 44420; To acquire, own, lease, manage, and improve residential real estate; Partner; Interviewing and approving tenants, setting rental terms and pricing, preparing and executing lease agreements, collecting rent, approving major repairs and expenses, and strategic decisions; 05/15/2026; 2hrs/mth; Not during securities trading hours; Investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 2015-12-16 |
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