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Shane Jason Pfingsten

Osaic Wealth, Inc.

Wichita, KS

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-11-08
KS RA APPROVED 2025-02-11
  • TX RA
    APPROVED_RES
    Since 2025-11-08
  • KS RA
    APPROVED
    Since 2025-02-11

Branch Locations

8111 East 32Nd Street North Suite 106, Wichita, KS 67226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hornor Townsend & Kent Inc Horsham PA 08/2013 02/2025
Penn Mutual Life Ins Co Horsham PA 08/2013 02/2025
Osaic Wealth Wichita KS 02/2025 Present
  • 08/2013 → 02/2025
    Hornor Townsend & Kent Inc
    Horsham, PA
  • 08/2013 → 02/2025
    Penn Mutual Life Ins Co
    Horsham, PA
  • 02/2025 → Present
    Osaic Wealth
    Wichita, KS
Previous Registrations
Other Businesses

1. SJP LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/10/2014 ADDRESS: 3101 N Landon Cir, Wichita KS 67205 DESCRIPTION: Corporation for banking/tax purposes only. Securities related revenue, operating expenses assigned to this corporation. 2. RETIREMENT CAMPUS POSITION: Agent NATURE: Marketing DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2024 ADDRESS: 8111 East 32nd Street North, Suite 106, Wichita KS 67226 DESCRIPTION: Provide general education on retirement related topics. 3. ADVANCED RETIREMENT SOLUTIONS POSITION: Private Wealth Manager NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 07/01/2013 ADDRESS: 8111 E 32nd St N, Suite 106, Wichita KS 67226 DESCRIPTION: Sales and service of various life/disability insurance, long term care insurance and health insurance brokerage. 4. NOXNUMIS LLC POSITION: Private Wealth Manager NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 08/01/2021 ADDRESS: 8111 E 32nd St N, Suite 106, Wichita KS 67226 DESCRIPTION: Financial and retirement planning services. Sales and service of various life insurance products, Medicare related insurance, and long-term care. DBA for financial services. 5. ADVANCED ADVISORY SOLUTIONS, INC POSITION: Private Wealth Manager NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/01/2019 ADDRESS: 8111 E 32nd St N, STE 106, Wichita KS 67226, United States DESCRIPTION: Sales and service of managed accounts/ retirement planning services 6. ADVANCED MEDICARE SOLUTIONS INC POSITION: Advisor NATURE: Medicare Insurance Brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/01/2025 ADDRESS: 8111 E 32nd St N., Suite 106, Wichita KS 67226, United States DESCRIPTION: Sales and service of Medicare related insurance products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-23
  • S66 Uniform Combined State Law Examination
    2014-04-23
Other Names
  • Shane Pfingsten

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