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Current Employers
Touchstone Advisors Inc

303 Broadway Suite 1100, Cincinnati, OH 45202-4203 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2017-09-25
  • OH RA
    APPROVED
    Since 2017-09-25

Branch Locations

303 Broadway Suite 1100, Cincinnati, OH 45202-4203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Western Southern Life Cincinnati OH 07/2008 Present
  • 07/2008 → Present
    Western Southern Life
    Cincinnati, OH
Other Businesses

1) Provide business-to-business marketing and solicitation activities to downstream intermediaries regarding Separately Managed Accounts and Model Portfolio Delivery options of select advisers contracted with Touchstone Securities. Approximately two hours per business week during trading hours, compensated via an override as percentage of management fee. 2) Expect Miracles Foundation; Not investment related; 89 South St Boston, MA 02111; Nature: Foundation funding cancer research; Board Member; start: 2/27/25; approximately 1 hour/month; approximately 1 hour/month during securities trading hours; Board member and fundraising efforts 3) Apogee Travel Holdings, LLC; not investment related; 301 South McDowell Street, Suite 125 #1136, Charlotte, NC 28204; Travel Website; Investor; start - 3/1/2025; approx. number of hours per month - 0; approx. number of trading hours - 0; Private Investor. 4) University of Dayton - Department of Economics and Finance; Not investment related; 300 College Park Dr, Dayton, OH 45469; Education; Chair of the Department of Economics and Finance Advisory Council; Start date: 10/1/26; Approx. number of hours per month - 1; Approx. number of trading hours - 0; Provide feedback on industry and career trends to support curriculum development and student advising; No compensation.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-11-09
S63 Uniform Securities Agent State Law Examination 2013-12-17
  • S65 Uniform Investment Adviser Law Examination
    2017-11-09
  • S63 Uniform Securities Agent State Law Examination
    2013-12-17

View on SEC IAPD

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