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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-04-03
  • CA RA
    APPROVED
    Since 2023-04-03

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Laguna Niguel, CA • United States

Laguna Niguel, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport Beach CA 04/2018 03/2022
Bank Of America, N.A. Newport Beach CA 04/2018 03/2022
The Ritz-Carlton, Laguna Niguel Dana Point CA 05/2015 03/2020
Jp Morgan Chase Juan Capistrano CA 10/2017 03/2018
Personal Capital Advisors Corporation Laguna Niguel CA 04/2022 Present
Empower Advisory Group, Llc Greenwood Village CO 04/2023 Present
  • 04/2018 → 03/2022
    Newport Beach, CA
  • 04/2018 → 03/2022
    Bank Of America, N.A.
    Newport Beach, CA
  • 05/2015 → 03/2020
    The Ritz-Carlton, Laguna Niguel
    Dana Point, CA
  • 10/2017 → 03/2018
    Jp Morgan Chase
    Juan Capistrano, CA
  • 04/2022 → Present
    Personal Capital Advisors Corporation
    Laguna Niguel, CA
  • 04/2023 → Present
    Greenwood Village, CO
Previous Registrations
  • 2022-04-07 → 2023-04-03
    Personal Capital Advisors Corporation
    Laguna Niguel, CA
    Greenwood Village, CO
  • 2018-07-05 → 2022-03-31
    Mission Viejo, CA
    Newport Beach, CA
    Lake Forest, CA
    San Clemente, CA
    San Clemente, CA
    San Clemente, CA
    San Clemente, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-03
  • S66 Uniform Combined State Law Examination
    2018-07-03
Other Names
  • Christian Phillip Knauer
  • Christian Knauer

View on SEC IAPD

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