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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2020-11-05 |
| TX | RA | APPROVED | 2014-06-25 |
| ME | RA | APPROVED | 2014-06-23 |
Branch Locations
Two Portland Square 5Th Floor, Portland, ME 04101-4088 • United States
Cumberland, ME • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Portland | ME | 04/2015 | Present |
| City National Bank | Portland | ME | 06/2019 | Present |
SOUTH PORTLAND PARKS AND RECREATION, 21 NELSON ROAD, SOUTH PORTLAND, ME 04106, MUNICIPALITY,11/01/14 TO 02/01/15, COACH, 4 HOURS DURING THE WEEK, 0 HOURS DURING SECURITY TRADING HOURS, COACHING A 6TH GRADE BASKETBALL TEAM.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-10 |
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