Best Investors Account Sign in
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2020-11-05
TX RA APPROVED 2014-06-25
ME RA APPROVED 2014-06-23
  • VI RA
    APPROVED
    Since 2020-11-05
  • TX RA
    APPROVED
    Since 2014-06-25
  • ME RA
    APPROVED
    Since 2014-06-23

Branch Locations

Two Portland Square 5Th Floor, Portland, ME 04101-4088 • United States

Cumberland, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Portland ME 04/2015 Present
City National Bank Portland ME 06/2019 Present
Other Businesses

SOUTH PORTLAND PARKS AND RECREATION, 21 NELSON ROAD, SOUTH PORTLAND, ME 04106, MUNICIPALITY,11/01/14 TO 02/01/15, COACH, 4 HOURS DURING THE WEEK, 0 HOURS DURING SECURITY TRADING HOURS, COACHING A 6TH GRADE BASKETBALL TEAM.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-10
  • S66 Uniform Combined State Law Examination
    2014-06-10
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Portland, ME

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor