Katherine Anne Orth

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-04-22
DE	RA	APPROVED	2016-07-15

TX RA
APPROVED_RES

Since 2025-04-22
DE RA
APPROVED

Since 2016-07-15

Branch Locations

3513 Concord Pike Ste 1000, Wilmington, DE 19803 • United States

Wilmington, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Wilmington	DE	10/2015	03/2020
Ameriprise Financial Services, Llc	Wilmington	DE	03/2020	Present

10/2015 → 03/2020

Ameriprise Financial Services, Inc.

Wilmington, DE
03/2020 → Present

Ameriprise Financial Services, Llc

Wilmington, DE

Other Businesses

Real Estate Ownership; Single Family; 1710 N Scott St, , Wilmington, DE, 19806; Investment-Related; 06/01/2024. Business Ownership; Family First Legacy LLC; Co-owner; Real Estate; 2803 Shipley Rd, , Wilmington, DE, 19810; Investment-Related; 04/16/2024; 0 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-06-27

S66 Uniform Combined State Law Examination

2016-06-27

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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