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120 S Santa Fe, Salina, KS 67401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2026-03-13 |
| TX | RA | APPROVED | 2026-03-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ofg Financial Services, Inc. | Topeka | KS | 07/2013 | 03/2026 |
| Pathway Financial Solutions, Inc. | Salina | KS | 03/2026 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 03/2026 | Present |
1) Pathway Financial Solutions. Investment-related. At registered location. RIA. Financial Advisor. Start date: 03/2026. 160 hrs/month; all during trading hours. Provide advice to clients. 2) Fixed Insurance. Investment-related. At registered location. Fixed / Traditional Insurance. Agent. Start date: 03/2026. 10 hrs/month all during trading hours. Sales of fixed / traditional insurance products. 3) Pathway Financial Solutions, Inc. Investment-related. At registered location. Independent Insurance Agent / Agency. Partner/Agent. Start date: 01/2025. 10 hrs per month all during trading hours. Offer Group and Individual Insurance, Life, Health. 4) Diocese of Salina Finance and Investment Committee. Not investment related. 103 N 9th St, Salina Kansas, 67401. Charitable or Non-Profit Organization. Other. Start date: 08/2018. 5 hrs per month, 3 during trading hours. I help with oversight on accounts that hold ETF's, Mutual Funds and high yield money market accounts. I don't perform any trades it's just oversight more of the Finances for the institution itself. 5) Salina Family Healthcare Center. Not investment related. 651 E Prescott Rd, Salina Kansas, 67401. Profit or Not for Profit Organization. Board Member. Start date: 09/2019. 4 hrs per month, 1 during trading hrs. I serve as Treasurer for the board at Salina Family and Finance committee. I oversee finances for the organization and assist the CFO and CEO in the success of the organization.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 2014-01-23 |
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