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Current Employers
Pathway Financial Solutions, Inc.

120 S Santa Fe, Salina, KS 67401 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2026-03-13
TX RA APPROVED 2026-03-13
  • KS RA
    APPROVED
    Since 2026-03-13
  • TX RA
    APPROVED
    Since 2026-03-13

Branch Locations

120 S Santa Fe, Salina, KS 67401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ofg Financial Services, Inc. Topeka KS 07/2013 03/2026
Pathway Financial Solutions, Inc. Salina KS 03/2026 Present
Purshe Kaplan Sterling Investments Albany NY 03/2026 Present
Previous Registrations
Other Businesses

1) Pathway Financial Solutions. Investment-related. At registered location. RIA. Financial Advisor. Start date: 03/2026. 160 hrs/month; all during trading hours. Provide advice to clients. 2) Fixed Insurance. Investment-related. At registered location. Fixed / Traditional Insurance. Agent. Start date: 03/2026. 10 hrs/month all during trading hours. Sales of fixed / traditional insurance products. 3) Pathway Financial Solutions, Inc. Investment-related. At registered location. Independent Insurance Agent / Agency. Partner/Agent. Start date: 01/2025. 10 hrs per month all during trading hours. Offer Group and Individual Insurance, Life, Health. 4) Diocese of Salina Finance and Investment Committee. Not investment related. 103 N 9th St, Salina Kansas, 67401. Charitable or Non-Profit Organization. Other. Start date: 08/2018. 5 hrs per month, 3 during trading hours. I help with oversight on accounts that hold ETF's, Mutual Funds and high yield money market accounts. I don't perform any trades it's just oversight more of the Finances for the institution itself. 5) Salina Family Healthcare Center. Not investment related. 651 E Prescott Rd, Salina Kansas, 67401. Profit or Not for Profit Organization. Board Member. Start date: 09/2019. 4 hrs per month, 1 during trading hrs. I serve as Treasurer for the board at Salina Family and Finance committee. I oversee finances for the organization and assist the CFO and CEO in the success of the organization.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-31
S63 Uniform Securities Agent State Law Examination 2014-01-23
  • S66 Uniform Combined State Law Examination
    2020-01-31
  • S63 Uniform Securities Agent State Law Examination
    2014-01-23

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