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James Andrew Laqua

Raymond James Financial Services Advisors, Inc

Williston, ND

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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-06-05
ND RA APPROVED 2014-03-17
  • TX RA
    APPROVED_RES
    Since 2020-06-05
  • ND RA
    APPROVED
    Since 2014-03-17

Branch Locations

223 Main Street, Williston, ND 58801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Williston ND 02/2014 Present
Raymond James Financial Services Advisors Inc. Williston ND 03/2014 Present
American State Bank & Trust Co. Williston ND 07/2015 Present
Williston Rurual Fire Protection District Williston ND 03/2023 Present
  • 02/2014 → Present
    Raymond James Financial Services, Inc.
    Williston, ND
  • 03/2014 → Present
    Raymond James Financial Services Advisors Inc.
    Williston, ND
  • 07/2015 → Present
    American State Bank & Trust Co.
    Williston, ND
  • 03/2023 → Present
    Williston Rurual Fire Protection District
    Williston, ND
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-27
  • S66 Uniform Combined State Law Examination
    2014-02-27

View on SEC IAPD

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Other Offices

CONCORDE ASSET MANAGEMENT, LLC · Williston, ND
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LPL FINANCIAL LLC · WILLISTON, ND
THRIVENT INVESTMENT MANAGEMENT INC. · Williston, ND
INVESTMENT & RETIREMENT ADVISORS, INC. · WILLISTON, ND
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