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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-06-05 |
| MT | RA | APPROVED | 2012-07-16 |
| ND | RA | APPROVED | 2009-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Williston | ND | 05/2006 | Present |
| Raymond James Financial Services Advisors, Inc | Williston | ND | 01/2009 | Present |
| American State Bank & Trust | Williston | ND | 04/2010 | Present |
(1)Name of Business: American State Bank and Trust Address: 223 Main St , Williston, ND, 58801, United States Activity Type: Bank or Credit Union Associate Position/Title: Other Investment Related: Yes Start Date: 04/01/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: ESOP Committee Member (2)Name of Business: ASBT Funds Management Committee Member Address: 223 Main Street (Bank Board Room), Williston, ND, 58801, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Other Investment Related: Yes Start Date: 03/06/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: The committee is established by the bank's Board of Directors and oversees the bank's acquisition and allocation of loans, investments and deposits. The Committee formulates strategies and monitors bank financial performance. (3)Name of Business: Bethel Lutheran Foundation Address: 314 18th St W, Williston, ND, 58801, United States Activity Type: Non profit Position/Title: Board Member Investment Related: Yes Start Date: 09/26/2022 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Serve as member of the board for the foundation. Contribute to discussions pertaining to the management of foundation assets which include senior living rental facilities, oil and gas minerals, and cash/investment accounts. Also contribute to the oversight of the foundations operation and staff including executive director and the office assistant. Participate in capital campaign activities for new nursing home.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-19 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-13 |
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