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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-03-04 |
Branch Locations
406 Science Drive Suite 310, Madison, WI 53711-1068 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2018 | 06/2018 |
| Northwestern Mutual Investment Services Llc | Middleton | WI | 05/2018 | 06/2018 |
| Edward Jones | Verona | WI | 07/2017 | 12/2017 |
| Ameriprise Financial | Minneapolis | MN | 07/2013 | 06/2017 |
| Unemployed | Verona | WI | 12/2017 | 05/2018 |
| Sva Plumb Wealth Management, Llc | Madison | WI | 10/2018 | 06/2020 |
| Princeton Club | Fitchburg | WI | 05/2018 | 10/2018 |
| Sva Financial | Middleton | WI | 10/2018 | 06/2020 |
| Unemployed | Verona | WI | 06/2020 | 08/2020 |
| Facet Wealth | Baltimore | MD | 08/2020 | 04/2024 |
| Avantax Investment Services Inc | Dallas | TX | 07/2024 | 08/2025 |
| Avantax Advisory Services | Dallas | TX | 07/2024 | 08/2025 |
| Unemployed | Verona | WI | 04/2024 | 07/2024 |
| Cetera Wealth Services, Llc | El Segundo | CA | 04/2025 | 08/2025 |
| Cetera Advisors Llc | Greenwood Village | CO | 04/2025 | 08/2025 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 04/2025 | 08/2025 |
| Cetera Investment Services Llc | St Cloud | MN | 04/2025 | 08/2025 |
| Retirement Income Strategies | Evansville | WI | 08/2025 | 02/2026 |
| Osaic Wealth, Inc | Madison | WI | 03/2026 | Present |
1. FINANCIAL PLANNING ASSOCIATION OF WI POSITION: Board Member NATURE: Non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: 1702 Ashlawn Ln, Waunakee WI 53597, United States DESCRIPTION: Career development director - Among the activities and interests of this position are scholarship programs, internships, mentoring programs, job and resume listing resources, and business and succession planning. The career development director works with area colleges and universities and provides information about the CFP certification. They work closely with our chapter's NexGen group and assist in planning networking activities for members and other financial planning professionals. 2. THE CAPITAL GROUP, INC. POSITION: Private Wealth Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 03/02/2026 ADDRESS: 406 Science Dr., Suite #310, Madison WI 53711, United States DESCRIPTION: Financial planner working with previously established clients as well as new prospects. 3. TYLER MCCONVILLE POSITION: Insurance Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 03/02/2026 ADDRESS: 406 Science Dr., Suite #310, Madison WI 53711, United States DESCRIPTION: Servicing insurance clients
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-07-25 |
| S66 | Uniform Combined State Law Examination | 2014-09-12 |
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