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Current Employers
J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-03-06
  • CA RA
    APPROVED
    Since 2020-03-06

Branch Locations

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

27710 Jefferson Avenue Suite 102, Temecula, CA 92590 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sycamore Academy Wildomar CA 10/2019 11/2019
Welk Resorts Escondido CA 05/2019 09/2019
Lake Elsinore Unified School District Lake Elsinore CA 12/2017 05/2019
Ponte Vineyard Inn Temecula CA 05/2018 04/2019
Outdoor Adventures By Boojum Temecula CA 04/2017 06/2017
Target Palm Desert CA 06/2016 01/2017
Unemployed Temecula CA 06/2017 12/2017
Unemployed Temecula CA 02/2017 04/2017
J.W. Cole Financial, Inc. Tampa FL 11/2019 Present
J.W. Cole Advisors, Inc. Tampa FL 03/2020 Present
  • 10/2019 → 11/2019
    Sycamore Academy
    Wildomar, CA
  • 05/2019 → 09/2019
    Welk Resorts
    Escondido, CA
  • 12/2017 → 05/2019
    Lake Elsinore Unified School District
    Lake Elsinore, CA
  • 05/2018 → 04/2019
    Ponte Vineyard Inn
    Temecula, CA
  • 04/2017 → 06/2017
    Outdoor Adventures By Boojum
    Temecula, CA
  • 06/2016 → 01/2017
    Target
    Palm Desert, CA
  • 06/2017 → 12/2017
    Unemployed
    Temecula, CA
  • 02/2017 → 04/2017
    Unemployed
    Temecula, CA
  • 11/2019 → Present
    J.W. Cole Financial, Inc.
    Tampa, FL
  • 03/2020 → Present
    J.W. Cole Advisors, Inc.
    Tampa, FL
Other Businesses

(1) AJT Wealth Consultants; DBA; Investment Related; 27710 Jefferson Ave, Suite 102, Temecula, CA 92590; Financial Advisor; Selling term life insurance; Start 11/27/2023; 20 hours/month during trading. (2) Toastmaster International, non-investment related, Public Speaking Club, President, 07/01/2022, 0 hours per month during trading hours. (3) BNI; Non-Profit Organization; Not investment Related; Vice President; Head of membership, club stats, and overall club management; Start 7/3/2023; 4 hr/mo during trading. (4) Young Valley Professionals; Not investment related; Networking Professional Development; 26790 Ynez Ct, Ste A, Temecula, CA 92591; Community Outreach Chair; Start 1/10/25; 6 hour/month during trading. (5) Outdoor Adventures by Boojum; Outdoor Education Program; Non-Profit; 43300 Business Park Dr, Ste A-106; Temecula, CA; Treasurer of the Board; Help advise on business operations, Reviewing balance sheet and loan documents to advice officers; Start 7/1/25; 4 hours/month during trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-05
  • S66 Uniform Combined State Law Examination
    2020-03-05
Designations

View on SEC IAPD

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