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Richard Christopher Cordova

Vanguard Advisers, Inc.

Scottsdale, AZ

CRD 6223320

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2021-03-12
TX RA APPROVED_RES 2021-02-25
  • AZ RA
    APPROVED
    Since 2021-03-12
  • TX RA
    APPROVED_RES
    Since 2021-02-25

Branch Locations

14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 07/2013 Present
Tierra Antiqua Realty Tucson AZ 08/2016 Present
Techdova Scottsdale AZ 03/2020 Present
Self-Employed Scottsdale AZ 08/2025 Present
  • 07/2013 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 08/2016 → Present
    Tierra Antiqua Realty
    Tucson, AZ
  • 03/2020 → Present
    Techdova
    Scottsdale, AZ
  • 08/2025 → Present
    Self-Employed
    Scottsdale, AZ
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: TIERRA ANTIQUA REALTY INVESTMENT RELATED: ADDRESS: TUCSON, AZ NATURE OF BUSINESS: REAL ESTATE POSITION: REAL ESTATE AGENT START DATE: 08/2016 APPROX. HOURS/MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: ASSIST CLIENTS BUYING AND SELLING REAL ESTATE NAME OF BUSINESS: TECHDOVA NON-INVESTMENT RELATED ADDRESS: SCOTTSDALE, AZ NATURE OF BUSINESS: TECH BLOGGER POSITION: BLOGGER START DATE: 03/2020 APPROXIMATE HOURS PER MONTH: 10 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: BLOGGING NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT RELATED ADDRESS: SCOTTSDALE, AZ NATURE OF BUSINESS: TRANSPORTATION POSITION: CONTRACTOR FOR UBER START DATE: 08/2025 APPROXIMATE HOURS/MONTH: 5 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DRIVER

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-22
S63 Uniform Securities Agent State Law Examination 2013-08-14
  • S66 Uniform Combined State Law Examination
    2021-02-22
  • S63 Uniform Securities Agent State Law Examination
    2013-08-14
Other Names
  • Richard C Cordova
  • Chris Cordova

View on SEC IAPD

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