Stephanie Ellen Kung

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → Present
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 10/2021 → Present
  Self Employed
  Scottsdale, AZ

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT RELATED ADDRESS: SCOTTSDALE, AZ NATURE OF BUSINESS: ARTS AND CRAFTS POSITION: CREATO START DATE: 10/2021 APPROX. HOURS/MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CREATE NAME OF BUSINESS: TRUSTEE FOR IMMEDIATE FAMILY MEMBER INVESTMENT RELATED ADDRESS: SCOTTSDALE, AZ NATURE OF BUSINESS: FIDUCIARY POSITION: TRUSTEE START DATE: 12/2023 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ACT AS TRUSTEE NAME OF BUSINESS: POWER OF ATTORNEY FOR IMMEDIATE FAMILY MEMBER INVESTMENT RELATED ADDRESS: SCOTTSDALE, AZ NATURE OF BUSINESS: FICUCIARY POSITION: POWER OF ATTORNEY START DATE: 12/2023 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ACT AS POWER OF ATTORNEY NAME OF BUSINESS: LIMITED AGENT FOR IMMEDIATE FAMILY MEMBER INVESTMENT RELATED ADDRESS: SCOTTSDALE, AZ NATURE OF BUSINESS: FIDUCIARY POSITION: LIMITED AGENT START DATE: 08/2019 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ACT AS LIMITED AGENT

Exams

• S63 Uniform Securities Agent State Law Examination
  2013-08-14

Designations

• Certified Financial Planner