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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-03-25
TX RA APPROVED 2017-03-25
  • PA RA
    APPROVED
    Since 2017-03-25
  • TX RA
    APPROVED
    Since 2017-03-25

Branch Locations

16 Campus Blvd Suite 200, Newtown Square, PA 19073 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
New England Securities Newtown Square PA 02/2004 Present
Metlife Securities Inc. Newtown PA 01/2015 Present
Mml Investors Services, Llc Newtown Square PA 03/2017 Present
  • 02/2004 → Present
    New England Securities
    Newtown Square, PA
  • 01/2015 → Present
    Metlife Securities Inc.
    Newtown, PA
  • 03/2017 → Present
    Newtown Square, PA
Previous Registrations
  • 2013-04-23 → 2017-12-31
    Newtown Square, PA
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Newtown Square, PA
  • 2007-09-04 → 2015-01-02
    New England Securities
    Newtown Square, PA
    Newtown Square, PA
Other Businesses

(1)NAME: BISHOP SHANAHAN INV REL: Y ADDR: 220 WOODBINE RD DOWNINGTOWN PA 19335 NATURE: FINANCE COMMITTEE FOR BISHOP SHANAHAN HS POSITION: BOARD MEMBER START: 06/2017 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1. (2)NAME: MICHAEL MILEY INV REL: Y ADD: 16 CAMPUS BLVD, NEWTOWN SQUARE, PA 19073 NATURE: OUTSIDE BUSINESS POSITION: AGENT START DATE: 03/24/2021 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DUTIES: HELP CLIENTS WITH THEIR LIFE AND LONG TERM CARE SALES

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-08-18
  • S63 Uniform Securities Agent State Law Examination
    2000-08-18
Designations
Other Names
  • Michael L Milcy

View on SEC IAPD

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