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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-27 |
| AL | RA | APPROVED | 2025-02-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Concourse Financial Group Securities Inc | Birmingham | AL | 02/2014 | 02/2025 |
| Cetera Wealth Services, Llc | El Segundo | CA | 02/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2025 | Present |
| Cetera Advisors Llc | Greenwood Village | CO | 02/2025 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 02/2025 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 02/2025 | Present |
HOOVER SOCCER CLUB; Non-Investment Related; 2539 John Hawkins Pkwy, Ste 101-223, Hoover, AL 35244; Other; Academy Club Coach; Start Date 08/2021; 30 to 40 hours per month with no hours per month occurring during trading hours; I am a paid coach for the competitive club team for the (U10) Boys Team. I am responsible for scheduling and running practices, developing these young men into well rounded soccer players, maintaining our team roster, registering the team for tournaments, and scheduling regular season games.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 2013-08-30 |
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