Best Investors
Account
Sign in
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-05-30 |
| TX | RA | APPROVED_RES | 2024-04-30 |
Branch Locations
401 Union Street Suite 3600, Seattle, WA 98101 • United States
Covington, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sharebuilder | Bellevue | WA | 02/2006 | 07/2017 |
| Wells Fargo Clearing Services, Llc | San Diego | CA | 07/2017 | 10/2023 |
| Rbc Capital Markets, Llc | Seattle | WA | 11/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2009-01-22 |
Reach out to this advisor