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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-16 |
| VA | RA | APPROVED | 2025-05-16 |
Branch Locations
7001 Heritage Village Plz Ste 240, Gainesville, VA 20155 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 09/2019 | 05/2025 |
| Sandy Spring Bank | Fairfax | VA | 04/2016 | 06/2018 |
| Fvcbank | Manassas | VA | 06/2018 | 06/2019 |
| Ameriprise Financial Services Llc | Gainesville | VA | 05/2025 | Present |
Business Ownership; Mullinax LLC; Owner; Manage Ameriprise Business; 7001 Heritage Village Plaza, , Gainesville, VA, 20155; Investment-Related; 05/18/2025; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-08 |
| S65 | Uniform Investment Adviser Law Examination | 2007-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-18 |
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