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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-02
VA RA APPROVED 2015-02-10
  • TX RA
    APPROVED_RES
    Since 2019-01-02
  • VA RA
    APPROVED
    Since 2015-02-10

Branch Locations

113 E Market St Ste 220, Leesburg, VA 20176-3112 • United States

7001 Heritage Village Plz Ste 240, Gainesville, VA 20155 • United States

1950 Old Gallows Rd Ste 420, Vienna, VA 22182-3920 • United States

Bristow, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Gainesville VA 05/2014 03/2020
Ameriprise Financial Services, Llc Gainesville VA 03/2020 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Single Family; 129 Riverside Drive, , Old Forge, NY, 13420; Not Investment-Related; 06/17/2023 / Single Family; 13110 Coastal Highway Unit 1006, , Ocean City, MD, 21842; Not Investment-Related; 06/17/2023 / Single Family; 8504 Coronation Lane, , Bristow, VA, 20136; Not Investment-Related; 06/17/2023. Business Ownership; CFI Real Estate Holdings, LLC; This is strictly a real estate holding LLC. I intend on using it to own the office condo for the practice. Please refer to the real estate section of this report for more details on the property. The location is 7001 Heritage Village Plz Suite 240, Gainesville, VA 20155.; This is a passive entity. It is strictly for liability purposes to own a piece of commercial real estate.; 7001 Heritage Village Plz Suite 240, , Gainesville, VA, 20155; Investment-Related; 02/11/2020; 0 hours per month; 0 during trading hours / CFI Management Group; Co-owner; Manage Ameriprise Business; 7001 Heritage Village Plaza, Suite 240, Gainesville, VA, 20155; Investment-Related; 01/01/2025; 60 hours per month; 60 during trading hours. Outside Employment; CFI Management Group LLC; Co-owner; Manage advisory business; 7001 Heritage Village Plaza, Suite 240, Gainesville, VA, 20155; Investment-Related; 01/01/2025; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-02-07
S66 Uniform Combined State Law Examination 2007-03-19
  • S65 Uniform Investment Adviser Law Examination
    2015-02-07
  • S66 Uniform Combined State Law Examination
    2007-03-19
Other Names
  • William R Howard
  • W Reed Howard
  • W Reid Howard

View on SEC IAPD

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