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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-02 |
| VA | RA | APPROVED | 2015-02-10 |
Branch Locations
113 E Market St Ste 220, Leesburg, VA 20176-3112 • United States
7001 Heritage Village Plz Ste 240, Gainesville, VA 20155 • United States
1950 Old Gallows Rd Ste 420, Vienna, VA 22182-3920 • United States
Bristow, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Gainesville | VA | 05/2014 | 03/2020 |
| Ameriprise Financial Services, Llc | Gainesville | VA | 03/2020 | Present |
Real Estate Ownership; Single Family; 129 Riverside Drive, , Old Forge, NY, 13420; Not Investment-Related; 06/17/2023 / Single Family; 13110 Coastal Highway Unit 1006, , Ocean City, MD, 21842; Not Investment-Related; 06/17/2023 / Single Family; 8504 Coronation Lane, , Bristow, VA, 20136; Not Investment-Related; 06/17/2023. Business Ownership; CFI Real Estate Holdings, LLC; This is strictly a real estate holding LLC. I intend on using it to own the office condo for the practice. Please refer to the real estate section of this report for more details on the property. The location is 7001 Heritage Village Plz Suite 240, Gainesville, VA 20155.; This is a passive entity. It is strictly for liability purposes to own a piece of commercial real estate.; 7001 Heritage Village Plz Suite 240, , Gainesville, VA, 20155; Investment-Related; 02/11/2020; 0 hours per month; 0 during trading hours / CFI Management Group; Co-owner; Manage Ameriprise Business; 7001 Heritage Village Plaza, Suite 240, Gainesville, VA, 20155; Investment-Related; 01/01/2025; 60 hours per month; 60 during trading hours. Outside Employment; CFI Management Group LLC; Co-owner; Manage advisory business; 7001 Heritage Village Plaza, Suite 240, Gainesville, VA, 20155; Investment-Related; 01/01/2025; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-02-07 |
| S66 | Uniform Combined State Law Examination | 2007-03-19 |
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